Nancy is a founding Member at True West. She brings over 20 years of experience in the financial industry with a concentrated focus in regulatory compliance consulting for registered investment advisory firms. She has a passion for working with clients in developing their compliance programs and assists firms with building a true culture of compliance. Nancy strives to keep a simple and straightforward approach to running an efficient compliance program.
Regulatory Round Up - October 2024
Regulatory Round Up - October 2024
Oct 04 2024
Meet the Team - Caroline Iannucci
Meet the Team - Caroline Iannucci
Oct 01 2024
Guiding with Integrity: True West's Impact in Financial Services
Guiding with Integrity: True West's Impact in Financial Services
Sep 19 2024
Meet the Team - Tammy Steffen
Meet the Team - Tammy Steffen
Sep 17 2024
True West Consulting Partners with Greenboard to Enhance Compliance Solutions
True West Consulting Partners with Greenboard to Enhance Compliance Solutions
Sep 16 2024
Trailblazing in Financial Services: The Leadership Behind True West
Trailblazing in Financial Services: The Leadership Behind True West
Sep 12 2024
SEC Charges Nine Investment Advisers for Marketing Violations
SEC Charges Nine Investment Advisers for Marketing Violations
Sep 10 2024
Regulatory Round Up - September 2024
Regulatory Round Up - September 2024
Sep 05 2024
Marking a Milestone: True West’s WBENC Certification
Marking a Milestone: True West’s WBENC Certification
Sep 05 2024
