Nancy is a founding Member at True West. She brings over 20 years of experience in the financial industry with a concentrated focus in regulatory compliance consulting for registered investment advisory firms. She has a passion for working with clients in developing their compliance programs and assists firms with building a true culture of compliance. Nancy strives to keep a simple and straightforward approach to running an efficient compliance program.
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Navigating Compliance with True West's Comprehensive Legal support Services
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Meet the Team - Trish Gallagher
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Regulatory Round Up - July 2024
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Supreme Court Ruling Limits SEC's Enforcement Powers in Fraud Cases
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Meet the Team - Andi Niederloh
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Meet the Team - Stella Fenton
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Meet the Team - Kari Thiessen
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Meet the Team - Nancy Harry
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