Nancy is a founding Member at True West. She brings over 20 years of experience in the financial industry with a concentrated focus in regulatory compliance consulting for registered investment advisory firms. She has a passion for working with clients in developing their compliance programs and assists firms with building a true culture of compliance. Nancy strives to keep a simple and straightforward approach to running an efficient compliance program.
Regulatory Round Up - November 2024
Regulatory Round Up - November 2024
Nov 05 2024
Outsourcing Compliance: A Smart Move for First-Time RIAs
Outsourcing Compliance: A Smart Move for First-Time RIAs
Oct 24 2024
SEC 2025 Exam Priorities: Navigating Key Compliance Challenges
SEC 2025 Exam Priorities: Navigating Key Compliance Challenges
Oct 21 2024
Seamless Transitions: How True West Simplifies Switching Compliance Vendors
Seamless Transitions: How True West Simplifies Switching Compliance Vendors
Oct 17 2024
The Importance of Compliance for RIAs: Building Trust and Credibility
The Importance of Compliance for RIAs: Building Trust and Credibility
Oct 10 2024
Regulatory Round Up - October 2024
Regulatory Round Up - October 2024
Oct 04 2024
Guiding with Integrity: True West's Impact in Financial Services
Guiding with Integrity: True West's Impact in Financial Services
Sep 19 2024
Trailblazing in Financial Services: The Leadership Behind True West
Trailblazing in Financial Services: The Leadership Behind True West
Sep 12 2024
SEC Charges Nine Investment Advisers for Marketing Violations
SEC Charges Nine Investment Advisers for Marketing Violations
Sep 10 2024
Regulatory Round Up - September 2024
Regulatory Round Up - September 2024
Sep 05 2024
