Nancy is a founding Member at True West. She brings over 20 years of experience in the financial industry with a concentrated focus in regulatory compliance consulting for registered investment advisory firms. She has a passion for working with clients in developing their compliance programs and assists firms with building a true culture of compliance. Nancy strives to keep a simple and straightforward approach to running an efficient compliance program.
Regulatory Round Up - August 2025
Regulatory Round Up - August 2025
Aug 05 2025
Featured in NAPFA Advisor: Should You Hire a Compliance Consultant or an Outsourced CCO?
Featured in NAPFA Advisor: Should You Hire a Compliance Consultant or an Outsourced CCO?
Jun 18 2025
Regulatory Round Up - June 2025
Regulatory Round Up - June 2025
Jun 05 2025
Regulatory Round Up - May 2025
Regulatory Round Up - May 2025
May 05 2025
Regulatory Round Up - April 2025
Regulatory Round Up - April 2025
Apr 04 2025
Regulatory Round Up - March 2025
Regulatory Round Up - March 2025
Mar 05 2025
Regulatory Round Up - February 2025
Regulatory Round Up - February 2025
Feb 05 2025
Regulatory Round Up - January 2025
Regulatory Round Up - January 2025
Jan 03 2025
Regulatory Round Up - December 2024
Regulatory Round Up - December 2024
Dec 05 2024
Regulatory Round Up - November 2024
Regulatory Round Up - November 2024
Nov 05 2024
