Nancy is a founding Member at True West. She brings over 20 years of experience in the financial industry with a concentrated focus in regulatory compliance consulting for registered investment advisory firms. She has a passion for working with clients in developing their compliance programs and assists firms with building a true culture of compliance. Nancy strives to keep a simple and straightforward approach to running an efficient compliance program.
Trailblazing in Financial Services: The Leadership Behind True West
Trailblazing in Financial Services: The Leadership Behind True West
Sep 12 2024
SEC Charges Nine Investment Advisers for Marketing Violations
SEC Charges Nine Investment Advisers for Marketing Violations
Sep 10 2024
Regulatory Round Up - September 2024
Regulatory Round Up - September 2024
Sep 05 2024
Marking a Milestone: True West’s WBENC Certification
Marking a Milestone: True West’s WBENC Certification
Sep 05 2024
Regulatory Round Up - August 2024
Regulatory Round Up - August 2024
Aug 05 2024
Regulatory Round Up - July 2024
Regulatory Round Up - July 2024
Jul 05 2024
Regulatory Round Up - June 2024
Regulatory Round Up - June 2024
Jun 05 2024
Announcing New True West Website
Announcing New True West Website
Jun 04 2024
