Meet the Team - Tammy Steffen

As a Compliance Associate at True West Consulting, Tammy brings 39 years of invaluable experience to the table. Her extensive background encompasses a wide range of roles and responsibilities within the financial services sector, making her a seasoned professional in the industry. Tammy's deep knowledge of compliance procedures and policies ensures that our clients receive top-tier guidance and support.

Enhancing Operations and Compliance Programs

Tammy has a proven track record of working with Broker-Dealer and Registered Advisory firms to bolster and enhance their operations and compliance programs. Her expertise in operations and supervision has been instrumental in helping firms navigate the complexities of regulatory requirements and maintain robust compliance frameworks. Tammy's dedication to her clients and her ability to deliver practical solutions make her a vital part of the True West team.

Client-Centric Approach

Tammy's approach is rooted in a deep understanding of her clients' unique needs and challenges. She prioritizes building strong relationships and delivering tailored solutions that address specific compliance issues. By focusing on client satisfaction and operational excellence, Tammy ensures that each firm she works with receives personalized support that aligns with their goals and regulatory requirements.

Looking Ahead

Tammy is excited about the future at True West and looks forward to contributing her expertise to help more firms achieve compliance excellence. She is passionate about empowering clients through education and support, ensuring they have the knowledge and tools needed to maintain strong compliance programs.

Stay tuned for more updates and insights from the True West team as we continue to share our expertise and commitment to helping you build a stronger, more compliant operation.