Meet the Team - Sara Sparks

Sara Sparks brings a wealth of knowledge and experience to True West, focusing on the unique needs of registered investment advisory firms. Her role involves offering guidance and best practices on constantly changing securities division regulations, ensuring that firms remain compliant and well-prepared for regulatory examinations.

Comprehensive Support for New and Established Firms

Sara's experience spans working with both newly registered and well-established firms. She understands the distinct challenges faced by each and provides tailored support to help them develop and maintain robust compliance programs. Sara's expertise includes guiding firms through the creation and implementation of policies and procedures, conducting risk assessments, and performing day-to-day compliance duties.

Developing Robust Compliance Programs

At the heart of Sara's approach is her dedication to helping firms build and sustain strong compliance frameworks. She assists clients in navigating the complexities of regulatory requirements, offering practical advice and solutions to ensure their compliance programs are both effective and resilient. Her proactive approach helps firms mitigate risks and stay ahead of regulatory changes.

Dedication to Client Success

Sara is passionate about empowering her clients through education and support. She believes that a well-informed team is key to maintaining compliance and achieving long-term success. Her dedication to client success is evident in her hands-on approach and her commitment to providing ongoing consultation and support.

Why True West?

Sara joined True West because she shares our vision of providing personalized, high-quality compliance solutions. She values the opportunity to work with a diverse range of clients, helping them navigate the complexities of regulatory requirements and build stronger operations. At True West, Sara's goal is to make compliance manageable and stress-free for her clients.

Looking Ahead

Sara is excited to continue her journey with True West, contributing her expertise to help more firms achieve compliance excellence. She looks forward to collaborating with her colleagues and clients to drive innovation and success in the industry.

Stay tuned for our next "Meet the Team" feature, where we'll introduce Caroline Iannucci, another talented member of the True West team!