Nancy is a founding Member at True West. She brings over 20 years of experience in the financial industry with a concentrated focus in regulatory compliance consulting for registered investment advisory firms. She has a passion for working with clients in developing their compliance programs and assists firms with building a true culture of compliance. Nancy strives to keep a simple and straightforward approach to running an efficient compliance program.
The Importance of Compliance for RIAs: Building Trust and Credibility
The Importance of Compliance for RIAs: Building Trust and Credibility
Oct 10 2024
Regulatory Round Up - October 2024
Regulatory Round Up - October 2024
Oct 04 2024
Meet the Team - Caroline Iannucci
Meet the Team - Caroline Iannucci
Oct 01 2024
