Nancy is a founding Member at True West. She brings over 20 years of experience in the financial industry with a concentrated focus in regulatory compliance consulting for registered investment advisory firms. She has a passion for working with clients in developing their compliance programs and assists firms with building a true culture of compliance. Nancy strives to keep a simple and straightforward approach to running an efficient compliance program.
Supreme Court Ruling Limits SEC's Enforcement Powers in Fraud Cases
Supreme Court Ruling Limits SEC's Enforcement Powers in Fraud Cases
Jun 28 2024
Meet the Team - Andi Niederloh
Meet the Team - Andi Niederloh
Jun 27 2024
Meet the Team - Stella Fenton
Meet the Team - Stella Fenton
Jun 25 2024
Meet the Team - Kari Thiessen
Meet the Team - Kari Thiessen
Jun 18 2024
Meet the Team - Nancy Harry
Meet the Team - Nancy Harry
Jun 13 2024
Regulatory Round Up - June 2024
Regulatory Round Up - June 2024
Jun 05 2024
Announcing New True West Website
Announcing New True West Website
Jun 04 2024
Regulatory Round Up - May 2024
Regulatory Round Up - May 2024
May 14 2024
Regulatory Round Up - April 2024
Regulatory Round Up - April 2024
Apr 15 2024
Regulatory Round Up - March 2024
Regulatory Round Up - March 2024
Mar 15 2024
