Nancy is a founding Member at True West. She brings over 20 years of experience in the financial industry with a concentrated focus in regulatory compliance consulting for registered investment advisory firms. She has a passion for working with clients in developing their compliance programs and assists firms with building a true culture of compliance. Nancy strives to keep a simple and straightforward approach to running an efficient compliance program.
SEC Charges Nine Investment Advisers for Marketing Violations
SEC Charges Nine Investment Advisers for Marketing Violations
Sep 10 2024
Regulatory Round Up - September 2024
Regulatory Round Up - September 2024
Sep 05 2024
Marking a Milestone: True West’s WBENC Certification
Marking a Milestone: True West’s WBENC Certification
Sep 05 2024
Meet the Team - Sara Sparks
Meet the Team - Sara Sparks
Sep 03 2024
Meet the Team - Carliss Marshall
Meet the Team - Carliss Marshall
Aug 20 2024
Meet the Team - Jim Smith
Meet the Team - Jim Smith
Aug 06 2024
Regulatory Round Up - August 2024
Regulatory Round Up - August 2024
Aug 05 2024
Introducing True West's New Private Fund Compliance Services
Introducing True West's New Private Fund Compliance Services
Aug 01 2024
Meet the Team - Hugh Simpson
Meet the Team - Hugh Simpson
Jul 23 2024
Navigating Compliance with True West's Comprehensive Legal support Services
Navigating Compliance with True West's Comprehensive Legal support Services
Jul 17 2024
