Nancy is a founding Member at True West. She brings over 20 years of experience in the financial industry with a concentrated focus in regulatory compliance consulting for registered investment advisory firms. She has a passion for working with clients in developing their compliance programs and assists firms with building a true culture of compliance. Nancy strives to keep a simple and straightforward approach to running an efficient compliance program.
Navigating Compliance with True West's Comprehensive Legal support Services
At True West, we're dedicated to guiding you through the regulatory landscape with expertise and precision. Our comprehensive legal support services are tailored to meet the diverse needs of clients in the financial services industry, ensuring your firm remains compliant and operates efficiently.
Establishing your Entity
We start with the setup of business entities, including Registered Investment Advisor (RIA) entities. We streamline this process by handling all necessary documentation and regulatory requirements, allowing you to focus on your business.
Continuous General Counsel Support
In addition to entity setup, we offer ongoing general counsel services. Our legal experts provide continuous support for your firm’s daily operations, including drafting and reviewing contracts, managing regulatory filings, and offering strategic legal advice. This ensures you have the guidance needed to navigate regulatory compliance effectively.
Strategic Business Consulting
Our business consulting services are designed to help you optimize operations and drive growth. We offer strategic advice on corporate governance, risk management, and operational efficiency, helping you achieve greater success.
Distinguishing Legal Support and Legal Representation
At True West, we provide two distinct types of legal services:
Legal Support Services
Legal Representation
Commitment to Compliance Excellence
By integrating these legal services with our existing compliance solutions, True West provides a one-stop shop for all your regulatory and legal needs. Our goal is to help you navigate the complexities of the regulatory landscape with confidence, ensuring your firm’s continued success and growth.
Ready to enhance your firm's compliance and legal strategy?
Discover our comprehensive legal services here and let True West guide you through the complexities of regulatory compliance with confidence.
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