Nancy is a founding Member at True West. She brings over 20 years of experience in the financial industry with a concentrated focus in regulatory compliance consulting for registered investment advisory firms. She has a passion for working with clients in developing their compliance programs and assists firms with building a true culture of compliance. Nancy strives to keep a simple and straightforward approach to running an efficient compliance program.
Regulatory Round Up - August 2024
Regulatory Round Up - August 2024
Aug 05 2024
Introducing True West's New Private Fund Compliance Services
Introducing True West's New Private Fund Compliance Services
Aug 01 2024
Meet the Team - Hugh Simpson
Meet the Team - Hugh Simpson
Jul 23 2024
Navigating Compliance with True West's Comprehensive Legal support Services
Navigating Compliance with True West's Comprehensive Legal support Services
Jul 17 2024
Meet the Team - Trish Gallagher
Meet the Team - Trish Gallagher
Jul 09 2024
Regulatory Round Up - July 2024
Regulatory Round Up - July 2024
Jul 05 2024
Supreme Court Ruling Limits SEC's Enforcement Powers in Fraud Cases
Supreme Court Ruling Limits SEC's Enforcement Powers in Fraud Cases
Jun 28 2024
Meet the Team - Andi Niederloh
Meet the Team - Andi Niederloh
Jun 27 2024
Meet the Team - Stella Fenton
Meet the Team - Stella Fenton
Jun 25 2024
Meet the Team - Kari Thiessen
Meet the Team - Kari Thiessen
Jun 18 2024
