True West | News & Insights

Navigating Compliance with True West's Comprehensive Legal support Services

Written by Kari Thiessen | Jul 17 2024

At True West, we're dedicated to guiding you through the regulatory landscape with expertise and precision. Our comprehensive legal support services are tailored to meet the diverse needs of clients in the financial services industry, ensuring your firm remains compliant and operates efficiently.

Establishing your Entity

We start with the setup of business entities, including Registered Investment Advisor (RIA) entities. We streamline this process by handling all necessary documentation and regulatory requirements, allowing you to focus on your business.

Continuous General Counsel Support

In addition to entity setup, we offer ongoing general counsel services. Our legal experts provide continuous support for your firm’s daily operations, including drafting and reviewing contracts, managing regulatory filings, and offering strategic legal advice. This ensures you have the guidance needed to navigate regulatory compliance effectively.

Strategic Business Consulting

Our business consulting services are designed to help you optimize operations and drive growth. We offer strategic advice on corporate governance, risk management, and operational efficiency, helping you achieve greater success.

Distinguishing Legal Support and Legal Representation

At True West, we provide two distinct types of legal services:

Commitment to Compliance Excellence

By integrating these legal services with our existing compliance solutions, True West provides a one-stop shop for all your regulatory and legal needs. Our goal is to help you navigate the complexities of the regulatory landscape with confidence, ensuring your firm’s continued success and growth.